Podcasting with John Metaxas

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Breaking News

April 21, 2024 41. Buyer Beware: What to Know About the DOJ’s Policy on Self-Reporting in M&A
April 10, 2024 3. Tackling EV Infrastructure. Why Truck Manufacturers Are in for the Long Haul
April 10, 2024 40. Is Your Company Ready For the SEC’s New Climate Disclosure Rules? We Break Them Down
February 3, 2024 39. Enforcement is on the Rise Against Non-Compete Agreements. Is Your Business Ready?
February 1, 2024 2. Accelerating Energy: Are Tax Incentives Enough to Spur the U.S. Energy Transition Forward?
January 9, 2024 38. Is Your M&A Contract Vulnerable to Post-Closing Litigation? We Break it Down

Day: March 7, 2019

Warshaw Burstein’s Meryl Wiener on the SEC Examination Priorities for 2019

March 7, 2019

Warshaw Burstein partner Meryl Wiener examines the newly announced SEC Examination Priorities for 2019. She outlines what SEC registered entities, from established broker-dealers to newly-formed hedge funds, should consider in dealing with a routine examination by the SEC (as opposed to an examination for cause, which will be covered in a future podcast). Meryl notes […]